A Seminar Hosted Jointly by Citi, Global Risk Management Advisors, Inc., and Dechert LLP
Date: May 24, 2012
New York, NY
With the deadline to file Form PF quickly approaching for large private fund advisers, this seminar will focus on legal, compliance and operational issues that advisers are facing as they identify and gather information required by the Form. Our panelists will also drill down and focus on some of the questions in the Form that have been problematic, and discuss how to develop internal processes to collect and update the needed information.
- Thresholds and aggregation
- Process and systems
- Regulatory and investor implications and confidentiality issues
- Potential implications for dually-registered RIAs and CPOs
There is no fee to attend, but space is limited. Please register by Friday, May 18, 2012.