Form PF Filing Fee Schedule

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The SEC has approved filing fees for investment advisers registered with the SEC filing Form PF.  Fees are charged for Annual Reports and Quarterly Reports to Form PF ($150 for each Annual Report and Quarterly Report). Fees must be credited to the firm’s IARD Daily Account before the filing can be submitted.

FINRA Filing Fee Schedule

SEC-Registered Advisers filing Form PF with the SEC

  • $150 for each Annual Report
  • $150 for each Quarterly Report

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