The SEC has approved filing fees for investment advisers registered with the SEC filing Form PF. Fees are charged for Annual Reports and Quarterly Reports to Form PF ($150 for each Annual Report and Quarterly Report). Fees must be credited to the firm’s IARD Daily Account before the filing can be submitted.
FINRA Filing Fee Schedule
SEC-Registered Advisers filing Form PF with the SEC
- $150 for each Annual Report
- $150 for each Quarterly Report