iA


Technology

Advise Technologies and Advent Team Up to Offer Form PF and CPO-PQR Solution
Advent Software and Advise Technologies are collaborating on an integrated platform that will address Form PF and Form CPO-PQR filing requirements for hedge funds, hedge fund administrators, and private equity managers. With this collaboration, shared clients will receive data for regulatory filings through Advent’s Geneva and Syncova, which, when combined with Consensus RMS, Advise’s regulatory […] Read more – ‘Advise Technologies and Advent Team Up to Offer Form PF and CPO-PQR Solution’.
Form PF – 1 Year After – Citi Article
A useful article from Citi on a lookback of 1 year of Form PF Filings and what has been gleaned. Form PF One Year Later: How Hedge Funds Can Use Their Administrator to Effectively and Efficiently Assist them in Completing Form PF http://www.citibank.com/transactionservices/home/securities_svcs/docs/formpf1year.pdf Read more – ‘Form PF – 1 Year After – Citi Article’.
Forbes Article – Compliance Software Now Staple of Funds
Once viewed as a luxury reserved for only the largest hedge funds, compliance technology has entered the mainstream.  The complexity of reporting obligations, combined with the expanded number of hedge fund investment advisers that are now registered with the SEC and CFTC, are the drivers of the increased usage. While one size definitely does not fit all […] Read more – ‘Forbes Article – Compliance Software Now Staple of Funds’.
With Form PF, The SEC Continues To Target An Enterprise-Wide “Culture Of Compliance.”
Boston, May 23, 2013 – Form PF is a serious step by U.S. regulators to inject and maintain a culture of compliance in private-fund firms that have until now been exempt from this type of reporting, says Aite Group in a new Impact Note announced today.Under SEC regulation, hedge funds are now required to make […] Read more – ‘With Form PF, The SEC Continues To Target An Enterprise-Wide “Culture Of Compliance.”’.
Northern Trust Hedge Fund Services launched a Form PF Module
Northern Trust Hedge Fund Services streamlining Form PF Chicago 15 May 2013 Northern Trust Hedge Fund Services has launched an online regulatory module to help with Form PF filings. The new tool aims to support clients in meeting Form PF and other emerging regulatory requirements through a combination of technology, consultative support, and data aggregation […] Read more – ‘Northern Trust Hedge Fund Services launched a Form PF Module’.
DataArt Launches Form PF Solution
  Data Art  has launched a front-end application that will allow hedge funds to report their Form PF filings to regulators. Since early 2012, Form PF has been one of the hottest regulation topics in the hedge fund industry. The first filing deadline for large hedge funds passed on August 29th, 2012, and smaller hedge funds […] Read more – ‘DataArt Launches Form PF Solution’.
BNY Mellon launches Form PF reporting solution
New York and London 20 March 2013 BNY Mellon has developed a reporting solution that enables its alternative investment clients to prepare and file Form PF, as required by recent rules introduced by the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission. Form PF reporting complies with section 404 of the Dodd-Frank Wall […] Read more – ‘BNY Mellon launches Form PF reporting solution’.
ConvergEx Group’s Eze Castle Software Successfully Completes 10 Quarterly Form PF Filings with Regulatory Filings Manager
ConvergEx Group, a leading technology company, today announced that ten firms have successfully submitted their quarterly March 1 Form PF filings using Eze Castle Software’s* Regulatory Filings Manager. These firms have a combined Regulatory Assets Under Management of over $32 billion and included hedge funds, institutional asset managers and private equity funds. Since launching Regulatory […] Read more – ‘ConvergEx Group’s Eze Castle Software Successfully Completes 10 Quarterly Form PF Filings with Regulatory Filings Manager’.
Conifer Group Launches Cloud-Based Form PF Solution
  Conifer Group Launches Cloud-Based Form PF Solution By : PRNewsWire     SAN FRANCISCO, Jan. 14, 2013 /PRNewswire/ – The Conifer Group, LLC, a leading provider of fund administration, middle office, trading and prime brokerage services, announced today it has launched its proprietary cloud-based Form PF solution. The Conifer Form PF solution is based on Conifer’s ground-breaking iCon™ portal, the […] Read more – ‘Conifer Group Launches Cloud-Based Form PF Solution’.
Advise Technologies recommends 10 Form PF tips learned from the first round of filers
While 2012 may go down in the books as the year of Form PF, it does not mark the end of Form PF — in fact, it’s only the beginning. In the next phase of the rule, advisers that manage at least $150 million RAUM in private funds will need to file either 60 or […] Read more – ‘Advise Technologies recommends 10 Form PF tips learned from the first round of filers’.
Citi Group Form PF Solution
Citi’s Form PF solution provides data management tools to gather, aggregate, map data and deliver the information needed to help prepare and finalize reports for filing with the SEC.   http://www.citigroup.com/transactionservices/home/securities_svcs/docs/FormPFSlipsheetFINAL.pdf Read more – ‘Citi Group Form PF Solution’.
ConceptONE Announces Successful Form PF Filings
NEW YORK, Aug. 28, 2012 /PRNewswire-iReach/ — ConceptONE, LLC, an industry-leading provider of data analytics and risk management solutions, is pleased to announce the successful completion of its initial Form PF submissions. These filings were made on behalf of entities who, due to the size and scope of their operations, faced the earliest regulatory-mandated deadline for reporting […] Read more – ‘ConceptONE Announces Successful Form PF Filings’.
J.P. Morgan Adds Form PF Capabilities
NEW YORK, Aug 06, 2012 (BUSINESS WIRE) — J.P. Morgan Worldwide Securities Services (WSS) announced today that it has added reporting capabilities for Form PF, the Securities and Exchange Commission’s (SEC) new regulatory filing for registered investment advisers, to its suite of services. This new reporting capability will provide clients with access to business critical […] Read more – ‘J.P. Morgan Adds Form PF Capabilities’.
Advent and Data Agent Join Forces to Address Form PF Compliance Requirements
SAN FRANCISCO, CA and BERKELEY, CA–(Marketwire – Jul 24, 2012) – Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services for the global investment management industry, today announced a collaboration with Data Agent, LLC to provide tools to help hedge funds and hedge fund administrators meet Form PF reporting requirements. The tools offer a […] Read more – ‘Advent and Data Agent Join Forces to Address Form PF Compliance Requirements’.
Sungard Private Equity White Paper on Form PF for Private Equity
Sungard released a white paper on form pf for Private Equity http://static.capitalize-on-change.com/Global/videos/corporate_liquidity/investran-form-pdf-paper-final.pdf   Read more – ‘Sungard Private Equity White Paper on Form PF for Private Equity’.
KPMG & Axiom Have a Form PF Tool
KPMG has teamed up with Axiom – a regulatory reporting and risk management solutions firm to address form pf needs. See the article here: http://news.hedgefund.net/default.aspx?story=13781   Read more – ‘KPMG & Axiom Have a Form PF Tool’.